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  4. Morgan Stanley orders internal lawyer to supervise block trading desk- FT
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Morgan Stanley orders internal lawyer to supervise block trading desk- FT

(Reuters) - Morgan Stanley (NYSE:MS) has appointed an internal lawyer to shadow a unit of the bank subject to a federal probe into block trading, the Financial Times reported on...
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Morgan Stanley orders internal lawyer to supervise block trading desk- FT © Reuters. FILE PHOTO: The logo for Morgan Stanley is seen on the trading floor at the New York Stock Exchange (NYSE) in Manhattan, New York City, U.S., August 3, 2021. REUTERS/Andrew Kelly

(Reuters) - Morgan Stanley (NYSE:MS) has appointed an internal lawyer to shadow a unit of the bank subject to a federal probe into block trading, the Financial Times reported on Tuesday, citing people briefed on the arrangement.

The bank has ordered the lawyer to sit on its U.S. equity syndicate desk to supervise bankers and answer their legal questions, the FT report said.

In February, the Wall Street bank said that U.S. regulators and prosecutors were probing L4N2UZ6Z5 various aspects of its block trading business.

The bank's disclosure in February followed reports that the U.S. Securities and Exchange Commission (SEC) was investigating whether financial executives had broken rules by tipping off hedge funds ahead of large sales of shares, known as "block trades".

The decision to install the lawyer on the desk was made after the firm placed Pawan Passi, head of the U.S. equity syndicate desk, on leave last year, the FT reported.

The bank last week placed a second member of the equity syndicate desk, Charles Leisure, on leave, the report added, citing people familiar with the matter.

Morgan Stanley did not immediately respond to a Reuters request for comment.

The bank's role in the collapse of Archegos Capital Management has deepened a probe by U.S. authorities into Wall Street's lucrative market for block trades.

The investment bank lost nearly $1 billion last year when Bill Hwang's Archegos failed to meet margin calls, forcing several investment banks including Morgan Stanley to attempt recouping losses by liquidating shares and assets.

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01-05-2024 10:45:17 (UTC+7)

EUR/USD

1.0658

-0.0008 (-0.07%)

Summary

↑ Sell

Moving Avg:

Buy (0)

Sell (12)

Indicators:

Buy (2)

Sell (3)

EUR/USD

1.0658

-0.0008 (-0.07%)

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↑ Sell

Moving Avg:

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Indicators:

Buy (2)

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GBP/USD

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-0.0015 (-0.12%)

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USD/JPY

157.91

+0.12 (+0.07%)

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↑ Buy

Moving Avg:

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AUD/USD

0.6469

-0.0003 (-0.05%)

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USD/CAD

1.3780

+0.0003 (+0.03%)

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EUR/JPY

168.32

+0.10 (+0.06%)

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↑ Buy

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Buy (12)

Sell (0)

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Sell (0)

EUR/CHF

0.9808

+0.0001 (+0.01%)

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Indicators:

Buy (3)

Sell (2)

Gold Futures

2,295.80

-7.10 (-0.31%)

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Moving Avg:

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Silver Futures

26.677

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Copper Futures

4.5305

-0.0105 (-0.23%)

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Crude Oil WTI Futures

81.14

-0.79 (-0.96%)

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Brent Oil Futures

85.62

-0.71 (-0.82%)

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Natural Gas Futures

1.946

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213.73

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Euro Stoxx 50

4,920.55

-60.54 (-1.22%)

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S&P 500

5,035.69

-80.48 (-1.57%)

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DAX

17,921.95

-196.37 (-1.08%)

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8,144.13

-2.90 (-0.04%)

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Indicators:

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Sell (4)

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17,763.03

+16.12 (+0.09%)

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1,973.05

-42.98 (-2.13%)

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10,854.40

-246.40 (-2.22%)

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49.155

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27.35

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Allianz SE VNA O.N.

266.60

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 EUR/USD1.0658↑ Sell
 GBP/USD1.2475↑ Sell
 USD/JPY157.91↑ Buy
 AUD/USD0.6469Neutral
 USD/CAD1.3780↑ Buy
 EUR/JPY168.32↑ Buy
 EUR/CHF0.9808Neutral
 Gold2,295.80↑ Sell
 Silver26.677↑ Sell
 Copper4.5305↑ Buy
 Crude Oil WTI81.14↑ Sell
 Brent Oil85.62↑ Sell
 Natural Gas1.946↑ Sell
 US Coffee C213.73↑ Sell
 Euro Stoxx 504,920.55↑ Sell
 S&P 5005,035.69↑ Sell
 DAX17,921.95↑ Sell
 FTSE 1008,144.13Sell
 Hang Seng17,763.03↑ Sell
 Small Cap 20001,973.05↑ Sell
 IBEX 3510,854.40Neutral
 BASF49.155↑ Sell
 Bayer27.35↑ Sell
 Allianz266.60↑ Sell
 Adidas226.40↑ Sell
 Lufthansa6.714Neutral
 Siemens AG175.90↑ Sell
 Deutsche Bank AG15.010Neutral
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SJC Eximbank8,300/ 8,500
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Cập nhật 01-05-2024 10:45:19
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ↀ Giá vàng thế giới
$2,285.72-47.5-2.04%
Live 24 hour Gold Chart
ʘ Giá bán lẻ xăng dầu
Sản phẩmVùng 1Vùng 2
RON 95-V25.44025.940
RON 95-III24.91025.400
E5 RON 92-II23.91024.380
DO 0.05S20.71021.120
DO 0,001S-V21.32021.740
Dầu hỏa 2-K20.68021.090
ↂ Giá dầu thô thế giới
WTI$80.83+3.390.04%
Brent$85.50+3.860.05%
$ Tỷ giá Vietcombank
Ngoại tệMua vàoBán ra
USD25.088,0025.458,00
EUR26.475,3627.949,19
GBP30.873,5232.211,36
JPY156,74166,02
KRW15,9219,31
Cập nhật lúc 10:45:15 01/05/2024
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